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Job Purpose

This 24-month apprenticeship will provide training and experience of working in a financial firm and is intended to be suitable for individuals looking for their first step into a career in finance/compliance.

The role within the firm will be to assist the Compliance team in carrying out its daily tasks, compliance monitoring programme and training programme. Providing help and assistance to staff on all regulatory matters covering Banking, Investment Management and Wealth Planning.

Job Description

Periodic tasks (full training will be provided)

Responsible for routine day to day compliance matters.
Maintenance of various compliance related logs and spreadsheets.
Assist with the maintenance of the Compliance Intranet pages.
Assist with the preparation and delivery of training material and notices to the business.
Assist in the preparation of Compliance management information for use by the team and business.

Ad hoc

Over time deal with ad hoc queries from the business on routine compliance matters under reference to members of the Compliance team.

Skills Gained

By the end of the apprenticeship, the apprentice will have gained skills in:

Analysing and resolving problems
Ability to challenge other approaches and arguments in a constructive way
Ability to deal with individuals of varying seniority
Ability to create and train presentations to the business on compliance matters
Extracting information and presenting in a simple manner
Organisational skills and prioritising workloads
Application of learning to a real-life work environment
Understanding of regulatory matters and application to a Private Banking environment

Key Interfaces

The compliance team

Person Specification

Knowledge / Experience

The successful candidate should be able to demonstrate the following:

Keen interest in obtaining a foundation to a career in Compliance or Finance...... click apply for full job details

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